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Fiduciary Licensing banner

Home > Court Admin/AOC > Certification & Licensing > Fiduciary Licensing Program > FAQ

Fiduciary Licensing Program FAQ

 
What is a Fiduciary?

 
What is the Fiduciary Board’s role?

 
Does the Fiduciary Board or Certification and Licensing Division regulate all guardians and conservators?

 
Who can file a complaint against a licensed fiduciary?

 
How can a complaint be filed against a licensed fiduciary?

 
I have submitted a complaint. Will an investigator keep me updated on the status and progress of the investigation?

 
How long does a complaint investigation take?

 
Do complainants have standing regarding the complaint?

 
What levels of discipline exist in the regulatory code?

 
Where can the public find information about fiduciary discipline?

 
Who do I contact with a complaint about a probate court investigator?

 
Can the Fiduciary Board or Certification and Licensing Division obtain a financial judgment or restitution from fiduciaries on behalf of the ward or protected person?

 
Does the Fiduciary Board or Certification and Licensing Division criminally prosecute fiduciaries?

 
Can the Fiduciary Board or Certification and Licensing Division take immediate disciplinary action against a fiduciary based on a complaint or allegation?

 
Can the Fiduciary Board or Certification and Licensing Division find fiduciaries guilty of crimes?

 
How do the regulations that apply to court-appointed licensed fiduciaries in the Arizona Code of Judicial Administration (ACJA) get modified?

 
How does the public know what regulatory code section proposals are pending?

 
How can I attend a public board meeting?

 
If the Fiduciary Board holds public meetings, why are they allowed to conduct a non-public executive session?

 
How do I let the Fiduciary Board know I want to speak during the call to the public portion of a meeting?

 
I am concerned that the Fiduciary Board needs to hear from me directly about a matter that will come before the Board. Can I call or write to a board member?

 
If I ask a question during the call to the public portion of the Fiduciary Board’s public meeting, will a Board member or Division staff respond?

 
Who can be court-appointed as a conservator?

 
Who can be court-appointed as a guardian?

 
Where can I get more information about the regulations that apply to court-appointed licensed fiduciaries?

 
Is there a directory of Arizona licensed fiduciaries?

 
Does the Fiduciary Board or Certification and Licensing Division regulate attorneys who practice probate law?

 
Does the Fiduciary Board or Certification and Licensing Division regulate Probate Court judges?

 
My financial advisor is a Fiduciary: Do you regulate them?

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