2018


2018 Fiduciary Complaints

Complaints are listed by the year in which they were closed.

Licensed Fiduciary

License Number

Complaint Number

Investigative Summary and Board Action 

Brinkerhoff, Fred

20508

14-0012

Investigative Summary 

and Board Action

Kozak, Kay

20507

14-0011

Investigative Summary 

and Board Action

Cline, Krista  20681  17-0015 Investigation Summary and Report and Final Order
Jones, Carla   20276 16-0007
16-0008
16-0009
17-0014
16-0006, 16-0007, 17-0014 Investigation Summary and Report
16-0008, 16-0009, 16-0010 Investigation Summary and Report
Consent Agreement
 Northern Arizona Fiduciaries, Inc.   20198 16-0007
16-0008
16-0009
17-0014
16-0006, 16-0007, 17-0014 Investigation Summary and Report
16-0008, 16-0009, 16-0010 Investigation Summary and Report
Consent Agreement