2025 Fiduciary Complaints


2025 Fiduciary Complaints

Complaints are listed by the year in which they were closed.
Licensed Fiduciary Complaint Number Investigative Summary & Board Action
Dian Pimental 23-0036 Investigation Summary 23-0036
Fiduciary Solutions, LLC. 23-0005 Investigation Summary 23-0005
Patricia Flores 23-0027 and 23-0035

Consent Agreement 23-0027 and 23-0035

Investigation Summary 23-0027

Investigation Summary 23-0035

Fiduciary Solutions, LLC

 22-0067

Investigation Summary 22-0067
Compass Fiduciary Group, LLC 23-0010 Investigation Summary 23-0010
Philip Dovico  23-0022 Investigation Summary 23-0022 & 23-0023
Custom Care & Finiancial Solutions, LLC 23-0023 Investigation Summary 23-0022 & 23-0023
Fiduciary Solutions, LLC, Veronica Benech-Temesio and Nicholas Niro 24-0030, 24-0031 and 24-0042

Final Order 24-0030, 24-0031 and 24-0042

Investigation Summary 24-0030, 24-0031 and 24-0042
Fiduciary Solutions, LLC. 24-0043

Investigation Summary 24-0043

Final Order 24-0043