Compliance Audit

The fiduciary compliance audits assess the adherence of licensed individual, business and public fiduciaries with the following: Arizona Revised Statutes, Arizona Supreme Court Rules of Probate Procedure and the Arizona Code of Judicial Administration including the Code of Conduct by which all licensed fiduciaries must abide. Moreover, the audits provide a mechanism by which the Supreme Court fulfills it statutory oversight responsibility.

The audit process consists of interviews with the fiduciary and any unlicensed staff, an evaluation of the fiduciary's policies and procedures, a review of any relevant court records and an in-depth case file review. A final report is provided to the licensed fiduciary and any interested parties prior to being posted to the Arizona Supreme Court website.
Administrative Order 2003-31
 Final Audit Reports

If you have any questions, please feel free to contact the Fiduciary Program at:

Arizona Supreme Courts Building
Certification and Licensing Division
1501 West Washington Street, Suite 104
Phoenix, Arizona 85007
General Inquiries Call: (602) 452-3378
Text Telephone (TTY/TTD) for the hearing impaired: (602) 452-3545
E-Mail: [email protected]