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Fiduciary Complaints by Year

Under Arizona Code of Judicial Administration section 7-201(H)(1)(g), information or documents related to open investigations are confidential. Once a finding of probable cause has been entered, records are open for public inspection unless an exception applies. The links below contain information on complaints by the year the matters were closed and where the Fiduciary Board accepted jurisdiction and ordered a sanction.

2014 2015 2016 2017
2018 2019 2020 2021
2022 2023 2024 2025
2026 2027 2028 2029
2030      

Fiduciary Complaints by Name

Licensed Fiduciary Year Complaint # Investigative Summary & Board Action
Aspen Grove Fiduciary/Robin O'Connell 2026 25-0019, 25-0020 Final Order with Exhibits
Aspen Grove Fiduciary/Robin O'Connell 2026 24-0054, 24-0055 Final Order with Exhibits
Aspen Grove Fiduciary/Robin O'Connell 2026 25-0025, 25-0026 Final Order with Exhibits
Alex Harris 2026 25-0008

Investigation Summary 25-0008

Final Order 25-0008
Linda Kohl 2026 23-0034

Final Order 23-0034

Notice of Formal Statement of Charges 23-0034
Dian Pimental 2025 23-0036 Investigation Summary 23-0036
Fiduciary Solutions, LLC. 2025 24-0043

Final Order 24-0043

Investigation Summary 24-0043
Fiduciary Solutions, LLC, Veronica Benech-Temesio and Nicholas Niro 2025 24-0030, 24-0031 and 24-0042

Final Order 24-0030, 24-0031 and 24-0042

Investigation Summary 24-0030, 24-0031 and 24-0042
Philip DoVico 2025 23-0022 Investigation Summary 23-0022 & 23-0023
Custom Care & Financial Solutions, LLC 2025 23-0023 Investigation Summary 23-0022 & 23-0023
Compass Fiduciary Group, LLC 2025 23-0010 Investigation Summary 23-0010
Fiduciary Solutions, LLC 2025 22-0067 Investigation Summary 22-0067
Patricia Flores 2025

23-0027

23-0035

Consent Agreement for 23-0027 and 23-0035

Investigation Summary 23-0027

Investivation Summary 23-0035
Fiduciary Solutions, LLC. 2025 23-0005 Investigation Summary
Patricia Flores 2024

21-0045

21-0046

Investigation Summary 

FInal Order
Theresa Whitfield 2024

22-0062

23-0042

23-0059

 22-0062 Investigation Summary

23-0042 Investigation Summary

23-0059 Investigation Summary

Final Order

Jason Cobb 2024 22-0049

Consent Agreement

Investigation Summary
Diane Prescott 2022 18-0061

Consent Agreement 

Investigation Summary
Nicole Corona 2023 21-0009

Consent Agreement

Amended Consent Agreement

Investigative Summary
Andrew Stone 2023

20-0011
20-0012
21-0012

 Investigation Summary and Letter of Concern - Stone
Apache County Public Fiduciary 2016 15-0009 Investigative Summary & Board Action
Arizona Department of Veteran’s Services 2014 10-0014 Investigative Summary & Board Order
Arizona Department of Veteran’s Services 2014 11-0007 Investigative Summary & Board Order
Bogle, Michael D. 2015 14-0017 Investigative Summary & Board Action
Bogle, Michael 2019 18-0007 -
18-0031		 Investigation Summary
Consent Agreement
Brinkerhoff, Fred 2018 14-0012

Investigative Summary

and Board Action
Cline, Krista 2018 17-0015 Investigation Summary and Report and Final Order
Condit & Associates, LLC 2015 14-0016 Investigative Summary & Board Action
Condit & Associates, LLC 2016 15-0014 Investigative Summary & Board Action
Condit, Mary Jane 2015 14-0015 Investigative Summary & Board Action
Condit, Mary Jane 2016 15-0013 Investigative Summary & Board Action
Cornell, Phyllis 2016 15-0006 Investigative Summary & Board Action
East Valley Fiduciary Services, Inc. 2015 14-0018 Investigative Summary & Board Action
East Valley Fiduciary Services, Inc. 2019 18-0007 -
18-0031		 Investigation Summary
Consent Agreement

East Valley Fiduciary Services, Inc.,
and
Michael Bogle

 2023

20-0011
20-0012

Consent Agreement
and Investigation Summary
East Valley Fiduciary Services, Inc.,
and Michael Bogle
Entrust Fiduciary Services 2015 12-0004 Investigative Summary & Board Action
Entrust Fiduciary Services 2016 14-0008 Investigative Summary & Board Action
Gloden, Beverly 2017 16-0006 Investigative Summary & Board Action
Gonzalez, Mario 2016 15-0024 Investigative Summary & Board Action
Hall, Patricia 2016 15-0009 Investigative Summary & Board Action
Hanks, Audrey;
Professional Community Services		 2017 16-0002 Investigative Summary & Board Action
Jones, Carla 2018 16-0007
16-0008
16-0009
17-0014		 16-0006, 16-0007, 17-0014 Investigation Summary and Report
16-0008, 16-0009, 16-0010 Investigation Summary and Report
Consent Agreement
Kozak, Kay 2018 14-0011

Investigative Summary
and Board Action
Maricopa County Public Fiduciary 2015 11-0006 Investigative Summary & Board Action
McCollum, Stephanie 2014 13-0006 Investigative Summary & Board Order
McCollum, Stephanie 2015 09-0007 Investigative Summary & Board Action
McCollum, Stephanie 2020 18-0006 Investigation Summary & Report Final Order
Northern Arizona Fiduciaries, Inc. 2018 16-0007
16-0008
16-0009
17-0014		 16-0006, 16-0007, 17-0014 Investigation Summary & Report
16-0008, 16-0009, 16-0010 Investigation Summary & Report
Consent Agreement
Patricia Flores 2023 20-0003 Investigation Summary and Letter of Concern - Flores
Price, Lisa 2016 14-0007 Investigative Summary & Board Action
Price, Lisa 2022 19-0001 - 19-0004;
19-0013 - 19-0016;
19-0022 - 19-0023 		 Investigation and Summary Final Order - Price
Royal, Anita 2015 10-0016 Investigative Summary & Board Action
Sabatina, Jeannean 2019 17-0027
17-0028		 Investigation Summary & Report
Final Order
Sabatina, Nicole 2019 17-0027
17-0028		 Investigation Summary & Report
Final Order
Southwest Fiduciary, Inc. 2014 13-0007 Investigative Summary & Board Order
Southwest Fiduciary, Inc. 2015 13-0004 Investigative Summary & Board Action
Stallings, Yvonne 2019 18-0037 Investigation Summary & Report
Notice of Formal Statement of Charges and Right to Hearing

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